Our Investment Operations Specialist programme is for those working in the administrative areas of financial services, performing complex and specialised tasks.
Level 4 Investment Operations Specialist & CISI Investment Operations Certificate
Online pre-learning, face to face and online workshops, coaching sessions and Progress reviews. Industry expert guest speakers
Programmes are delivered on demand starting at many points through the year
Apprentices are assessed against Knowledge, Skills & Behaviour criteria throughout the programme. Leading to independent End Point Assessment
The cost of this programme is covered through the apprenticeship levy. Employers that do not pay into the levy may pay just 5% of the funding value
• Blockchain technology
• Data analytics and automation
• Regulation and compliance
• Financial crime checks
• Valuation of complex
investment portfolios
• Resolving complex issues
The Investment Operations Specialist Apprenticeship is a training programme aimed at providing individuals with the skills and knowledge necessary to work in investment operations. It combines classroom learning with hands-on, practical experience within the workplace. This apprenticeship focuses on key areas such as securities, investment strategies, client services, risk management, and the systems and processes used within the investment sector.
No – Apprenticeship training is available to both new recruits and existing staff to enhance their skills and performance. Employees aged 16 and over can access the training.
Skills shortages and staff retention continue to be major challenges for UK businesses. Apprenticeships provide a cost-effective solution for businesses in all industries to attract new talent and invest in workforce development. By training staff with the right skills, employees can take on a broader range of tasks and new responsibilities. This helps address skill shortages, reduce staff turnover, enhance customer experience and boost productivity.
An Investment Operations Specialist apprentice can bring substantial value to your business by managing complex investment transactions and ensuring smooth operations within the financial services sector. With training in securities, risk management, and financial products, they can support the administration of stocks, bonds, and other investments on behalf of clients, ensuring compliance with key regulations such as the Financial Services Acts and FCA guidelines. Their expertise in client services, market protocols, and professional communication helps build strong client relationships while navigating the intricacies of financial markets. Additionally, their ability to manage operational and credit risks, alongside their knowledge of complex IT systems, allows them to mitigate risks and optimise systems, supporting the overall efficiency and security of investment operations.
