Our Investment Operations Technician programme is for those engaged in the administrative side of investment management, trading & reporting.
Level 3 Investment Operations Technician & CISI Investment Operations Certificate
Online pre-learning, face to face and online workshops, coaching sessions and progress reviews. Industry expert guest speakers
Programmes are delivered on demand starting at many points through the year
Apprentices are assessed against Knowledge, Skills & Behaviour criteria throughout the programme. Leading to independent End Point Assessment
The cost of this programme is covered through the apprenticeship levy. Employers that do not pay into the levy may pay just 5% of the funding value
• Investment transaction matching
• Portfolio valuation
• Portfolio cash reconciliation & management
• Corporate actions processing
• Preparation of investment reports
The Investment Operations Technician Level 3 Apprenticeship is a UK training programme for people starting their careers in the investment and financial services industry. It prepares apprentices to work in the “operations” side of investment firms — basically making sure that all the behind-the-scenes processes of buying, selling, and managing investments run smoothly.
No – Apprenticeship training is available to both new recruits and existing staff to enhance their skills and performance. Employees aged 16 and over can access the training.
Skills shortages and staff retention continue to be major challenges for UK businesses. Apprenticeships provide a cost-effective solution for businesses in all industries to attract new talent and invest in workforce development. By training staff with the right skills, employees can take on a broader range of tasks and new responsibilities. This helps address skill shortages, reduce staff turnover, enhance customer experience and boost productivity.
An Investment Operations Technician apprentice can bring considerable value to your business by ensuring the smooth and efficient administration of investment management processes. With a strong understanding of financial markets, investment principles, and relevant products, they can support trading, reporting, and client service activities. Their knowledge of regulatory compliance and operational risk management helps safeguard your business from potential issues, ensuring adherence to financial services regulations. Additionally, apprentices contribute by mastering IT systems and understanding the risks associated with operational activities, allowing them to optimise processes and improve overall service delivery to clients. Their ability to manage client requirements and ensure smooth system functionality ultimately supports the growth and stability of your business in the investment sector.
