Our Compliance and Risk programme is for customer facing staff that require a high level of technical knowledge across a range of products.
Level 3 Compliance and Risk Officer Apprenticeship CISI – Risk in Financial Services
Online pre-learning, face to face or online workshops. Coaching sessions and progress reviews
Programmes are delivered on demand starting at many points through the year
Apprentices are assessed against Knowledge, Skills & Behaviour criteria throughout the programme. Leading to independent End Point Assessment
The cost of this programme is covered through the apprenticeship levy. Employers that do not pay into the levy may pay just 5% of the funding value
Aligned with professional qualifications, the programme supports learners to understand the importance of compliance in a regulated environment and how to mitigate risk
Specifically designed to your business, apprentices become highly competent experts, whilst working towards a recognised professional qualification
Making your employees comfortable in the handling of data/MI/report writing, to find solutions to risk/compliance issues, in line with regulatory requirements
The Compliance and Risk Level 3 Apprenticeship is a training programme designed to develop early-career professionals who work in roles related to regulatory compliance, risk management, and governance within an organisation. It’s usually aimed at people working in sectors like financial services, insurance, legal services, and other regulated industries.
No – Apprenticeship training is available to both new recruits and existing staff to enhance their skills and performance. Employees aged 16 and over can access the training.
Skills shortages and staff retention continue to be major challenges for UK businesses. Apprenticeships provide a cost-effective solution for businesses in all industries to attract new talent and invest in workforce development. By training staff with the right skills, employees can take on a broader range of tasks and new responsibilities. This helps address skill shortages, reduce staff turnover, enhance customer experience and boost productivity.
A Compliance and Risk apprentice can add substantial value to your business by helping ensure compliance with legal and regulatory requirements, particularly in the financial services sector. They are trained in understanding UK regulatory regimes, including the roles of the FCA and PRA, and can assist in preventing financial crimes such as money laundering. By supporting risk oversight, report writing, and helping manage complaints, they contribute to maintaining the integrity of your business operations. Their ability to build effective relationships, communicate clearly, and negotiate with clients or stakeholders ensures smooth operations and promotes a culture of compliance. Ultimately, their role helps mitigate risks, safeguard customer data, and protect your business from regulatory breaches.
